In order to ensure that the entry in the register of advisers is always up-to-date, all changes must be reported to the Register of advisers on an ongoing basis by means of a change notification form (Art. 32 Para. 2 FinSA).
Pursuant to Art. 41 para. 1 FinSO, report within 14 days must be made for:
If a client adviser doesn't meet the conditions, his or her entry in the Register will be deleted and is subject to costs.