PolyReg Services GmbH has been approved by the Swiss Financial Market Supervisory Authority FINMA as a registration body.
Pursuant to Art. 28 and the following of the Financial Services Act (FIDLEG), client advisors of domestic financial service providers not supervised pursuant to Art. 3 FINMASA must register in the RegFix Advisor Register. The registration obligation also applies to client advisors of foreign financial service providers that are supervised as part of a group, provided they do not provide their financial services in Switzerland exclusively to professional or institutional clients.
The transitional period for the legally required registration of client advisors in the RegFix Advisor Register lasts until 20 January 2021 at the latest.
PolyReg Services GmbH is a subsidiary of the self-regulatory organisation PolyReg.