Guarantee of irreproachable business conduct

Client advisers shall not be entered in the Register of advisers if they:

  • have been convicted of criminal offences in accordance with the criminal provisions of FinSA or the Insurance Supervision Act;
  • are registered in the criminal register for criminal acts against property under the Criminal Code;
  • have been prohibited from performing the registrable activity in accordance with Art. 33a FINMASA or from practising a profession in accordance with Art. 33 FINMASA.
Initial Registration Search in the Register of advisers