RegFix - The Swiss Register of Advisers pursuant to the FinSA

Since January 2021, client advisers must be registered in a national register of advisors in order to be allowed to offer their advisory services in connection with financial instruments. For further information on the registration duty, please refer to the Financial Services Act (FinSA) and in particular to our FAQ.

The RegFix register of advisers is operated by the PolyReg General Self-Regulatory Organisation and is represented in all language regions of Switzerland with locations in Zürich, Neuchâtel and Lugano.

In addition to its activities as a registration body, the PolyReg association also operates a Self-Regulatory Organisation for financial intermediaries in accordance with Art. 2 para. 3 of the Anti-Money Laundering Act (AMLA) and offers training in four languages in the area of the relevant financial market laws.


7. February 2023


The new version is online and clarifies the registration requirement for robo-advisors and neo-brokers.

29. December 2021

SRO PolyReg will take over operations of the Client Advisor Register RegFix as of 1 January 2022 and ensures even more cost transparency with new fee regulations. From 1 January 2022, the initial registration fee and …

8. December 2020

The RegFix Client Advisor Register has reduced its fees for group enquiries. You can find our new fee regulations here.

3. December 2020

FAQ: If you have any questions regarding the registration obligation pursuant to Art. 28 of …

20. October 2020

PolyReg Services GmbH has been approved by the Swiss Financial Market Supervisory Authority FINMA as a registration body. Pursuant to Art. 28 and the following of the Financial Services Act ( …

Initial Registration Search in the Register of advisers